Crypto Hedge Fund Galois Capital Fined $225,000 by SEC for Custody Rule Violations
Submitted by Anonymous (not verified) on Tue, 09/03/2024 - 20:50
The U.S. Securities and Exchange Commission (SEC) has slapped Galois Capital Management LLC with a $225,000 fine for falling short of the Custody Rule laid out in the Investment Advisers Act. The crypto-centric hedge fund and advisory firm was also accused of misleading investors about the redemption process. SEC Charges Galois Capital According to the […]